We understand that applying for a Financial Service License can be a challenging process. That's why we have a specialized licensing team to assist you throughout the entire application process. Additionally, our team of lawyers and consultants are available to provide legal advice and help set up compliance paperwork as needed.
Our services include:
● Determining the appropriate authorization required for your Financial License
● Evaluating potential officers against the criteria of various regulators
● Preparing and submitting the licensing application on your behalf
● Assisting with the preparation of various proofs needed by regulators, such as organizational expertise and responsible managers, compliance arrangements, and risk management
● Offering guidance and clear instructions on the proofs that must be prepared by you
● Reviewing an application that you have prepared but not yet submitted to regulators
● Acting as the primary point of contact with different regulatory assessors who are evaluating your application.
